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Two investment banks seek freedom from US SEC analyst research settlement
25 Jun 2025 17:05 GMT
… from the U.S. Securities and Exchange Commission's global settlement … defunct Bear Stearns and Lehman Brothers, and others win investment … and Stifel said. An SEC spokesperson declined to comment. … investment banks in the SEC settlement. The settlement had …
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SEC Conference Discusses Digital Assets & Tokenization
06 Jun 2025 17:24 GMT
… many discussions, Franklin Templeton received SEC approval to launch its on … Sachs during the collapse of Lehman Brothers, and it would have been … moved over the weekend before Lehman filed for bankruptcy on a …
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Tokenization’s trillion dollar promise: Wall Street leaders make their case to the SEC
13 May 2025 20:45 GMT
… panels at the U.S. Securities and Exchange Commission (SEC) roundtable on tokenization, incumbents were … can be in a crisis. Lehman Brothers lawsuits took years to figure … should lead interoperability efforts, the SEC could provide high-level guideposts …
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This Week’s Senate Vote on Paul Atkins’ SEC Nomination: What It Means for Crypto Markets
09 Apr 2025 22:16 GMT
… nominee to lead the SEC (Securities and Exchange Commission).
The cloture vote, … Confirmed As SEC Chair?
After serving as SEC Commissioner between … like Lehman Brothers.
Ahead of the hearing, the SEC Chair … his commitment to an SEC that works transparently, …
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Senator Bernie Moreno calls former SEC Chair Gary Gensler “one of the stupidest people in government”
28 Mar 2025 12:04 GMT
… unnecessarily combative relationship between the SEC and the crypto industry.
… person to take over the Securities and Exchange Commission.
Senator Elizabeth Warren of Massachusetts … on big investment banks like Lehman Brothers and Bear Stearns” prior to …
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Democrats doubt Atkins’ judgment; GOP embraces him for SEC chair
27 Mar 2025 20:46 GMT
… person to take over the Securities and Exchange Commission, while Republicans looked forward at … Transit Administration.
Atkins’ previous SEC work generated Democratic doubts.
Ranking … on big investment banks like Lehman Brothers and Bear Stearns” prior to …
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INFINOX, eToro, MAS Group: Executive Moves of the Week
07 Jul 2025 14:45 GMT
… new Chief Technology Officer.
Former SEC Commissioner joins eToro Board
Following … is a former U.S. Securities and Exchange Commission Commissioner and Acting Chair, while … markets, holding senior roles at Lehman Brothers, Nomura International, and UBS.
…
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Ortelius Director Nominees Release Joint Letter to Brookdale Stockholders
03 Jul 2025 12:20 GMT
… Analyst and Investment Banker at Lehman Brothers. Currently, she is a … universal proxy card with the Securities and Exchange Commission (“SEC”) to be used to … by Ortelius with the SEC in connection with the … by Ortelius with the SEC are also available, without …
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Trump taps Paul Atkins to lead SEC, signaling shift on crypto regulation
04 Dec 2024 21:03 GMT
… cryptocurrency companies, to lead the Securities and Exchange Commission.
The choice foreshadowed a significant … Wall Street, signaling that the SEC under Republican control is likely … concluded before the collapse of Lehman Brothers.
At the time, Atkins …
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Donald Trump nominates former SEC Commissioner Paul Atkins to chair agency
05 Dec 2024 02:11 GMT
… and leaving a month before Lehman Brothers collapsed.
Since then, … hundreds of emails between top SEC officials were released. Ripple, … December 2020, revealed that SEC officials were divided on … prohibited from engaging in SEC matters that could impact …