U.S. Securities and Exchange Commission & Mutual Fund Newsletter
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Best gilt mutual funds to invest in November 2025
24 Nov 2025 09:35 GMT
… a close look at gilt mutual funds. However, be forewarned: … are gilt mutual funds?Gilt funds are debt mutual funds that invest in … Securities Fund
Bandhan G-Sec Fund
SBI Magnum Gilt … parameters for shortlisting the debt mutual fund schemes.
1. Mean rolling …
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DTCC Comment On SEC Exemptive Relief For Dual Mutual Fund/ETF Share Class Structures
19 Nov 2025 12:36 GMT
“The Securities and Exchange Commission has begun issuing exemptive relief … mutual funds, whereby ETF share classes will be offered alongside a traditional mutual fund … solution for processing and settling mutual fund and other pooled investment transactions …
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SEC Issues Order for DFA Exemptive Application, Opening the Door to ETF Share Classes
20 Nov 2025 14:20 GMT
… the mutual fund industry.
On November 17, 2025, the SEC formally … share classes to existing mutual fund portfolios. The exemptive relief … classes in passively-managed mutual funds expired in 2023. The … of both ETF and mutual fund shareholders, as well as …
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SEC Set to Approve ETF Share Class Exemptive Relief
20 Nov 2025 03:27 GMT
… as a mutual fund. The notice indicated that the SEC may grant … securities in response to mutual fund share class inflows and … the cash necessary to satisfy mutual fund share class redemptions; and … subject of the SEC notice. The SEC staff indicated that …
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A growing economy without growing real wealth
23 Nov 2025 22:55 GMT
… investment vehicle: mutual funds. In many developed markets, mutual funds are the … Bangladesh is standing still. Bangladesh Securities and Exchange Commission (BSEC) is advancing new … Equity, Margin Rules, and Mutual Fund regulations to emphasize stronger …
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Wall Street IPO market cools as investors grow cautious
23 Nov 2025 10:18 GMT
… into next year as the Securities and Exchange Commission works to clear a backlog … market this year.
“A backlogged SEC, the approaching holiday slowdown, and … to have all these large mutual funds and money managers with excess …
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I'm a Financial Planner: This Retirement GPS Helps With Navigating Your Drawdown Phase
23 Nov 2025 11:41 GMT
… stocks, exchange-traded funds (ETFs), mutual funds and other growth-oriented assets … be invested in via a mutual fund or ETF.
When inflation pushes … check adviser records with the SEC or with FINRA.
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Donating Stock Instead of Cash Is the 2-for-1 Deal You'll Love at Tax Time
23 Nov 2025 10:36 GMT
… simplest: donating appreciated stocks, ETFs, mutual funds, even cryptocurrency — instead of cash … perfect candidates for gifting:
Old mutual funds with large gains
Company stock … check adviser records with the SEC or with FINRA.
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IPO market’s red-hot year has been cooled by the shutdown and more caution among investors
22 Nov 2025 13:17 GMT
… into next year as the Securities and Exchange Commission works to clear a backlog … market this year.
“A backlogged SEC, the approaching holiday slowdown, and … to have all these large mutual funds and money managers with excess …
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First Trust Portfolios Canada Announces Cap, Buffer and Dates of First Trust Vest U.S. Equity Buffer ETF – NOV
22 Nov 2025 01:36 GMT
… portfolio manager and U.S. Securities and Exchange Commission registered investment advisor, and First … -traded funds, closed-end funds, mutual funds and separate managed accounts. For …
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