U.S. Securities and Exchange Commission & Mutual Fund Newsletter
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F/m Investments' SEC-Cleared Dual-Share Treasury Strategy Goes Live — End Of ETF Vs Mutual Fund Drama?
13 Feb 2026 20:03 GMT
… S. Securities and Exchange Commission (SEC).
Unlike traditional setups where ETFs and mutual funds run … ETF liquidity but also mutual-fund accessibility in retirement platforms. … restricted investors can hold the mutual fund version — without tracking …
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SEC names new director for examinations to reinforce regulatory oversight and enforcement
13 Feb 2026 08:31 GMT
… division central to the SEC’s regulatory structure.
… regulatory community.
Gary Gensler, SEC Chairman, stated:
“It … include registered investment adviser, mutual fund, private funds, broker-dealers … electronic platforms, the SEC has emphasized using technology …
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SEC Urges Civil Servants to Invest in Capital Market
11 Feb 2026 23:10 GMT
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By Daniel Adaji
The Securities and Exchange Commission (SEC) has urged Nigerian civil servants … regulated investment options such as mutual funds, bonds and Real Estate … REITs).
To strengthen participation, the SEC boss proposed a structured financial …
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BNP-linked companies lead gains as Dhaka stocks see post-election surge
15 Feb 2026 16:31 GMT
… advanced, while 75 companies and mutual fund units hit their upper circuit … bonus dividend. However, the Bangladesh Securities and Exchange Commission did not approve the proposed …
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End of rate cuts, ample liquidity: Why short-end yields above 7% look attractive, says Devang Shah
16 Feb 2026 04:19 GMT
… of Fixed Income at Axis Mutual Fund, argues that the easy money … on the 10-year G-Sec, potential Bloomberg index-driven inflows … and the 10 year G Sec moves towards 7%, or long … for the 10-year G-Sec?
A) While RBI is likely …
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VanEck’s Top 10 Income ETFs Ranked by ETF Yields
15 Feb 2026 13:59 GMT
… exchange.
30-Day SEC Yield is calculated daily … calculation developed by the Securities and Exchange Commission that allows for fairer … same regulatory requirements as mutual funds. As a result, … future results.
VanEck mutual funds and ETFs are distributed …
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How was capital market under interim govt?
14 Feb 2026 19:59 GMT
… , chairman of the Bangladesh Securities and Exchange Commission (BSEC).
Investors placed their … trading risks. Mutual Fund Rules amendments tightened mutual fund management regulations to … and extending tax exemptions for mutual funds.
The report calls for …
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Why Figma Stock Crashed 81%: The IPO Mechanics Retail Never Saw Coming
14 Feb 2026 15:54 GMT
… brokerage programs or indirectly via mutual funds.
If you want to get … -1 trading plan with the Securities and Exchange Commission (SEC).
This plan allows executives to … just like we’d expect, SEC Form 4 filings document significant …
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Westwood Holdings Group, Inc. (NYSE:WHG) Q4 2025 Earnings Call Transcript
14 Feb 2026 13:15 GMT
… will be filed with the Securities and Exchange Commission. We undertake no obligation to … .
In addition, in accordance with SEC rules concerning non-GAAP financial … 26% of the total, and mutual fund assets of $3,900,000 …
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I'm a Financial Planner: This Retirement Strategy Helps Plot a Stress-Free Path to Cash Flow
15 Feb 2026 11:11 GMT
… ladders, dividend-paying stocks, balanced mutual funds, real estate or systematic withdrawals … check adviser records with the SEC or with FINRA.