U.S. Securities and Exchange Commission & Hedge Fund Newsletter
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Billionaire Bill Ackman Has 51% of His Hedge Fund's $14.4 Billion Portfolio Invested in Just 3 Exceptional Stocks
06 Jul 2025 22:44 GMT
… Ackman likes to keep his hedge fund, Pershing Square Capital, invested in … and quarterly disclosures with the SEC can be a great source … Ackman Has 51% of His Hedge Fund's $14.4 Billion …
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Reflections on Initial SEC Policy Changes Early in the Atkins Era
10 Jul 2025 18:15 GMT
… of the U.S. Securities and Exchange Commission (SEC) on April 21, 2025 … Registration and issuance: Directing SEC staff to consider whether … funds that invest in hedge funds and private equity funds. … to private equity and hedge funds, managers of closed-end …
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SEC and CFTC Extend Form PF Compliance Date Again
10 Jul 2025 18:18 GMT
… June 11, 2025 the Securities and Exchange Commission (SEC) and Commodity Futures Trading … timing by large hedge fund advisers and large … tables.
For large hedge fund advisers, the amendments … The amendments require hedge fund advisers to report their …
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Trump’s Truth Social Files for Crypto Blue Chip ETF With SEC
08 Jul 2025 19:32 GMT
… Securities and Exchange Commission.
The latest filing comes after the SEC acknowledged … approval from the US Securities and Exchange Commission (SEC). The company filed … 4 filing with the SEC. Upon launch, … as pension funds, hedge funds, and asset managers …
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US Securities and Exchange Commission names new division chiefs
13 Jun 2025 13:33 GMT
… ;WASHINGTON (Reuters) -The U.S. Securities and Exchange Commission on Friday named new directors … U.S. markets regulator. The SEC named Jamie Selway to lead … Akin, Daly advised private equity, hedge fund and venture capital fund managers …
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Follow the Money? Here Are the Stocks Hedge Funds Bought and Sold in the First Quarter
20 Jun 2025 17:59 GMT
… of data collected by the Securities and Exchange Commission (SEC) are the inauspiciously-named 13F … regulator requires institutional investors (like hedge funds) that manage $100 million or … eternity in the fast-moving hedge fund universe. A fund might have …
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SEC charges barred ex-Merrill broker behind Bain Capital investment fraud
01 Jul 2025 18:10 GMT
… been charged by the Securities and Exchange Commission with defrauding clients through … money for himself,” the SEC said in a release … -existent private equity and hedge funds supposedly offered by Bain … misconduct by Markan.”
The SEC's enforcement action …
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Hedge fund operator can seek to recoup defense costs from SEC
16 Jun 2025 18:10 GMT
Highlights:
1st Circuit revives EAJA claim in SEC civil enforcement case.
SEC sought over $2.2M, court awarded only $160K in penalties.
Case remanded to determine demand reasonableness under EAJA.
An investment adviser who was found liable for violating …
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Did hedge funds throw the 2008 election?
15 Jun 2025 20:28 GMT
… collapse. While extremely wealthy hedge fund traders engineered each of … regulate and monitor the hedge funds and the hedge fund short sellers, some … compelled to register with the Securities and Exchange Commission (SEC), publicly disclose their positions …
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Former Miami-based hedge fund manager accused of insider trading, witness intimidation
13 Jun 2025 15:22 GMT
… -DADE COUNTY, Fla. – A former hedge fund manager from Bal Harbour Village … . They also confirmed that the Securities and Exchange Commission and FBI offices in both …