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Farewell Address Of CFTC Commissioner Kristin N. Johnson
03 Sep 2025 22:42 GMT
… a Commissioner at the Commodity Futures Trading Commission (CFTC or Commission) than with … Act (CEA) and CFTC regulations and a historic … only provide that the CFTC receive notice of the … . After the collapse of MF Global and Peregrine Financial Group, …
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The CFTC Approves a Final Rule Regarding Investment of Customer Funds
23 Dec 2024 22:45 GMT
… and the regulations of the Commodity Futures Trading Commission (CFTC) promulgated thereunder, create what courts … to the bankruptcy of MF Global, in fact, the CFTC acted primarily due … Mercantile Exchange (CME), the CFTC issued an exemptive order permitting …
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Expected CFTC Implementations Post-2024 Election: Key Considerations for Futures Commission Merchants
20 Nov 2024 21:57 GMT
… financial regulators, but at the Commodity Futures Trading Commission (CFTC or Commission), at least in … (DCO) following the collapse of MF Global in October 2011.[2]
Operational … ;download.
[6]See Press Release, CFTC, “CFTC Approves LedgerX, LLC to Clear …
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Wall Street Brokerages Near Win in Bid to Ease MF Global Rule on Collateral
01 Nov 2023 22:06 GMT
… to unwind them.
The Commodity Futures Trading Commission will propose as soon … officer, and embarrassed the CFTC. The agency faced criticism … Street Crackdown Triggered by MF Global May Get Dialed Back
… posted by clients. The CFTC prohibited brokers from using …
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Statement Of CFTC Commissioner Kristin N. Johnson: Closing A Gap, Preserving Market Integrity And Protecting Clearing Member Funds Held By Derivatives Clearing Organizations
19 Dec 2023 09:01 GMT
… a Commissioner of the Commodity Futures Trading Commission (Commission or CFTC). In a hearing before … for increased margin, and MF Global had insufficient liquidity to maintain … at fire sale prices, MF Global misappropriated customer funds in violation …
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Back to the Future: CFTC Proposes to Amend Customer Funds Investment Rule Including to Again Permit Investments in Certain Non-US Sovereign Debt
16 Nov 2023 00:01 GMT
The Commodity Futures Trading Commission (CFTC) has proposed to lessen … following the dramatic collapse of MF Global in October 2011, in a … CFTC in 2011 in response to the dramatic collapse of MF Global … between 2009 and 2011. (MF Global was an FCM whose …
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Wall Street Gets More Leeway to Invest Client Margin Under CFTC Plan
03 Nov 2023 20:40 GMT
… and the implosion of MF Global Holdings.
The Commodity Futures Trading Commission’s plan announced Friday … place in December 2011 after MF Global’s wrong-way bets on … comment. CME declined to comment.
CFTC Chairman Rostin Behnam called the …
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Swap Dealers and Futures Commission Merchants: "Let's Talk About Risk," Says CFTC in an Advanced Notice of Proposed Rulemaking
07 Jun 2023 17:41 GMT
… (ANPRM) issued by the Commodity Futures Trading Commission (CFTC) on June 1, 2023. … ’ protection risks.
The CFTC further queries whether risks … this time.
The CFTC imposed comprehensive requirements related … in 2011 and 2012 – MF Global, Inc. and Peregrine …
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Statement Of CFTC Commissioner Christy Goldsmith Romero On Advance Notice Of Proposed Rulemaking On Risk Management Program Regulations - Requirements For Banks And Brokers To Manage Evolving And Emerging Risks
02 Jun 2023 06:27 GMT
… is particularly crucial for CFTC-registered swap dealers, … programs after two brokers, MF Global and Peregrine Financial, misused … a member of the CFTC Technology Advisory Committee (“TAC … volatile.”)
[7] Additionally, CFTC staff have observed significant …
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Lehman and MF Global taught the need to prepare for the next financial collapse
30 Aug 2018 11:56 GMT
… from the SIPC, SEC, CFTC and the CME were with … Lehman that allowed the MF Global failure to rapidly coalesce …
Of course, Lehman and MF Global were very different institutions and … institutional failure looks more like MF Global than Lehman. That means …
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