U.S. Securities and Exchange Commission & Mutual Fund Newsletter
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SEC’s 2026 Exam Priorities Put Spotlight on Retirement Investors
19 Nov 2025 06:01 GMT
The Securities and Exchange Commission’s Division of Examinations … or private credit.
Because mutual funds are central to 401(k … other retirement accounts, the SEC is again making registered … intelligence.
In particular, the SEC stated that it intends …
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SEC Grants Dimensional Approval to Launch ETF Share Classes
19 Nov 2025 00:28 GMT
The U.S. Securities and Exchange Commission approved Dimensional Fund Advisors … approval.
According to the SEC’s order, the exemptive … overreaching.
As when the SEC announced its intent to … ’s established mutual fund lineup.
“The joining of mutual funds and ETFs …
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DFA Breaks Vanguard's 20-Year Grip As SEC Approves ETF Share Classes
18 Nov 2025 22:55 GMT
… share classes on existing mutual funds. The U.S. Securities and Exchange Commission (SEC) signed off on … planned applications, betting the hybrid mutual-fund/ETF structure can … will deliver meaningful benefits to mutual fund shareholders," said Eric …
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SEC 2026 regulatory focus: Fiduciary duty, private credit, fintech and more
18 Nov 2025 20:01 GMT
… products and private credit.
The Securities and Exchange Commission’s Division of Examinations has … including mutual funds and ETFs, remain a high priority for the SEC. Examinations …
For broker-dealers, the SEC’s priorities include financial responsibility …
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SEC approves Dimensional Fund Advisors launch of ETF share class for 13 mutual funds
18 Nov 2025 00:35 GMT
… -The U.S. Securities and Exchange Commission cleared the way for Dimensional … that patent with its SEC application, which received … “deliver meaningful benefits to mutual fund shareholders,” said Eric Pan … ways to access existing mutual funds since the issuers …
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FUSE: Advisors Hesitant on Dual Share Mutual Funds/ETFs
18 Nov 2025 00:49 GMT
… of existing mutual funds or ETFs. In September, the SEC published a … . ETF share classes of mutual funds. Slightly less than a … for either standalone ETFs or mutual fund/ETF dual shares. … from distributors for dual share mutual funds/ETFs because the …
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BSEC issues gazette on ‘Mutual Fund Regulations 2025’
13 Nov 2025 17:25 GMT
The Bangladesh Securities and Exchange Commission (BSEC), the country’s capital … issued a gazette on ‘Bangladesh Securities and Exchange Commission (Mutual Fund) Regulations 2025’.
The new regulation …
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How Insurers Have Used ETFs to Manage Equity Exposure
19 Nov 2025 00:28 GMT
… ETF Class
Recently, the Securities and Exchange Commission approved the use of … share asset classes in existing mutual funds.
“Tax efficiency, holdings … many benefits over the mutual fund wrapper.”
As important as … does not expect the SEC’s approval will create …
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21Shares launches crypto index ETFs under SEC’s Act 40
14 Nov 2025 00:26 GMT
… the FalconX umbrella.
Related: SEC says proof-of-work mining … regulatory framework that governs US mutual funds and most conventional ETFs, imposing … date.
As Cointelegraph reported, the Securities and Exchange Commission (SEC) has already approved a crypto …
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Post-Shutdown, Advisors Still Face 'Limbo' in Some SEC Dealings
13 Nov 2025 19:37 GMT
… has ended, and the Securities and Exchange Commission is preparing to reopen … or months while the SEC prioritizes cases with potential … approvals at the SEC).
According to SEC regulations, the agency … fund launches and pending mutual fund/ETF dual share …