U.S. Securities and Exchange Commission & Hedge Fund Newsletter
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House bill would expand the pool of people who can buy certain investments — if they can pass an SEC test
23 Jul 2025 12:43 GMT
… and equity, venture capital and hedge funds.
The Equal Opportunity for … of 2025 would direct the Securities and Exchange Commission to create a test … before it can become law.
SEC test would determine … loss," according to the SEC's Investor.gov. …
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Fidelity’s McCabe on the Future of Sec Lending
23 Jul 2025 10:06 GMT
For Marney McCabe, Head of Relationship Management for Fidelity Agency Lending, what began as a “chance” entry into the industry evolved into a dynamic career, marked by a focus on relationship management, strategic insight, and a commitment to mentorship. …
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UMG Takes Next Step Toward U.S. Stock Listing by Filing Draft Registration Statement With SEC
21 Jul 2025 23:54 GMT
… offering to the U.S. Securities and Exchange Commission (SEC), the company said in a … former UMG board director whose hedge fund is among UMG’s largest … subject to review by the SEC and market and other conditions …
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KlaymanToskes Investigates Advisory Fees on Alternative Investments After SEC Action Against American Portfolios
21 Jul 2025 17:13 GMT
… action by the U.S. Securities and Exchange Commission (SEC) against American Portfolios Advisors, … Inc. The SEC found that American Portfolios … investments, including private placements, hedge funds, and other illiquid products, often …
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Jim Cramer describes positive and negative forces that are shaping market action
24 Jul 2025 04:31 GMT
… there are some investors, including hedge funds, that are "up to … if we had a tough SEC, well, we would be against …
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SEC’s Atkins Says Changes to 401(k) Plans Must Be Reviewed Carefully
18 Jul 2025 23:23 GMT
(Bloomberg) -- US Securities and Exchange Commission Chairman Paul Atkins says the … “a new day at the SEC.” A long-time critic of … Savers’ 401(k)s
The SEC under Atkins has scrapped more … have to provide the SEC, and potentially allowing hedge funds to hold their …
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When Must Private Fund Managers File as an Exempt Reporting Adviser in California?
23 Jul 2025 20:44 GMT
… and the U.S. Securities and Exchange Commission (SEC). Failing to adhere to … to real estate and hedge funds, that are usually subject … schedules) with the SEC and the California Department … otherwise registered with the SEC.
Additional requirements pertain to …
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Private Equity Is Coming to 401(k) Plans: Will You Be Ready?
23 Jul 2025 17:23 GMT
… prudence and loyalty by using hedge funds and private equity funds in … of Labor, and perhaps the Securities and Exchange Commission, to issue subsequent guidance intended …
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How the Media Probes Trump’s Trade and Immigration Enforcement
24 Jul 2025 00:29 GMT
… .
Next: Tracking the latest hedge fund requests to the SEC, FDA, and FTC …
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Meme Stocks Can Crush You
23 Jul 2025 18:01 GMT
… government does not care. The SEC or other agency did not … trading on Robinhood. Short-selling hedge funds tried to front-run the …