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SEC Hits Ken Griffin With Fine for Short Sale Rule Violation
22 Sep 2023 18:51 GMT
… s Citadel Securities. The Securities and Exchange Commission (SEC) has reportedly … Interestingly, Citadel Securities is one high-frequency trading firm that … with Citadel.
High-frequency trading and the existing … positions in the securities mentioned in this …
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Binance boss Zhao’s story: From flipping burgers to landing in SEC’s frying pan
11 Jun 2023 05:45 GMT
… the US regulator Securities and Exchange Commission (SEC) last Monday, … and sales of securities.
The SEC has said … are disappointed that the US Securities and Exchange Commission chose to file a … of the fastest high-frequency trading systems for brokers”. …
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GOP Lawmakers Ask SEC to Justify Private Funds in Proposal
10 Feb 2023 06:39 GMT
… lawmakers are asking the US Securities and Exchange Commission to justify including … would require high-frequency trading firms to register as securities dealers. … in Treasuries, the SEC said when it proposed … an emailed statement.
SEC Chair Gary Gensler “will …
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The SEC Wants to Upend the Stock Market. Is It Worth It?
16 Dec 2022 14:44 GMT
… this story
Comment
Securities and Exchange Commission Chair Gary Gensler … wholesalers (also known as high-frequency traders) who like to … wholesalers such as Citadel Securities and Virtu Financial Inc. … Bloomberg Opinion:
• The SEC Wants More Stock Auctions: …
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Why Wall Street Is Clashing Over the SEC’s Stock-Trading Overhaul
15 Dec 2022 16:32 GMT
… for investors.
The Securities and Exchange Commission laid out more … plan, saying “national securities market participants and retail … transparency proposed by the SEC will be beneficial to … including the advent of high-frequency trading, a dramatic decline in …
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SEC cracks down on 6 firms with illegal investment schemes
11 Dec 2022 11:27 GMT
The Securities and Exchange Commission (SEC) continues its crackdown … International Limited.
Through the SEC’s findings, the … Code (RCC) and the Securities Regulation Code (SRC).
… presents itself as a high-frequency trading encryption platform where investors …
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SEC flags 2 illegal investment schemes in Mindanao
10 Dec 2022 22:38 GMT
… Exchange Commission (FILE PHOTO)
DAVAO CITY, Davao del Sur, Philippines –The Securities and Exchange Commission (SEC …
The SEC Davao Extension Office (SEC-DEO) … as a “high-frequency trading encryption platform,” and … based on the Securities Regulation Code. …
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SEC warns public against OTCJKE, APower
08 Dec 2022 02:42 GMT
THE Securities and Exchange Commission (SEC) has warned the … from product commission,” the SEC said.
In a separate … representing itself as a high-frequency trading encryption platform.
Investors of … the public under the Securities and Regulation Code.
Meanwhile …
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SEC warns public against OTC group’s schemes
07 Dec 2022 17:44 GMT
The Securities and Exchange Commission issued a warning to … represents itself as a high-frequency trading encryption platform where investors … 100 percent legal.
The SEC said the transactions entered … trading platform are considered securities in the form of …
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SEC Chairman Gary Gensler met with head of FTX months before collapse
15 Nov 2022 00:23 GMT
… chairman of the Securities and Exchange Commission could reach … explicitly meeting the SEC standards, people with … chronicled the antics of high-frequency trading on Wall Street.
… Hong Kong.
The U.S. Securities and Exchange Commission (SEC) said on Friday …
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