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FCA enforcement operations are fewer and faster, annual report suggests
11 Jul 2025 13:34 GMT
The UK’s financial regulator reported a drop in open cases in the year to March, alongside a sharp increase in the total value of financial penalties collected.
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FCA flags progress on internal DEI targets and urges action on Consumer Duty
11 Jul 2025 12:04 GMT
… to the report, 75% of FCA staff responded positively to DEI … the highest scoring category.
The FCA revealed it is now in …
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FCA Closes 1,600 Websites As It Fights Financial Crime
11 Jul 2025 11:44 GMT
… New technology also helped the FCA identify firms that did not … by unauthorised ‘finfluencers’. The FCA also cancelled the authorisations of … .
Ashley Alder, Chair of the FCA, said:
'Our annual … the past year, the FCA has:
Reduced and prevented serious …
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FCA to review client categorisation rules to boost investment
11 Jul 2025 10:48 GMT
… by the end of 2025.
FCA chief executive Nikhil Rathi said …
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Non-financial Misconduct – FCA Issues New Policy Statement and Consults on Guidance
11 Jul 2025 07:23 GMT
… the Financial Conduct Authority (FCA) published a significant policy … .
Regulatory References: The FCA confirms that serious substantiated … disclosure. However, the FCA considers that the new … CONCLUSION AND RECOMMENDATIONS
The FCA’s latest consultation marks …
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EEOC sues FCA over denied religious accommodations
10 Jul 2025 22:36 GMT
… providing a reasonable religious accommodation, FCA disciplined him for attendance violations … employee complained of FCA’s discriminatory actions, but FCA allegedly continued to … of discrimination against FCA. Three months later, FCA denied the employee …
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Challenger banks caught in the crosshairs as FCA fines soar 400%
10 Jul 2025 22:06 GMT
… than 400 per cent.
The FCA levied £180.1mn in fines …
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FCA To Modernise Rules To Unlock Investment
10 Jul 2025 19:07 GMT
… Rathi, chief executive of the FCA, said: 'Modernising the … boost investment.'
The FCA’s completed growth initiatives include … burden for firms. The FCA is also simplifying and consolidating … s third place.
The FCA will publish its Secondary International …
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FCA publishes final rules on data decommissioning
10 Jul 2025 18:15 GMT
… UK Financial Conduct Authority (FCA) has published final policy … data decommissioning. Following the FCA's consultation in April … Notifications Form.
Simplifying the FCA Handbook to remove guidance about … from 27 June. The FCA states it will continue to …
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FCA shuts 1,600 sites in financial crime crackdown
10 Jul 2025 17:13 GMT
… source.
The report highlights the FCA’s growing use of technology … 600 in 2021.
The FCA also cancelled the permissions of … for illegally promoting financial products.
FCA chair Ashley Alder said the … growth.
In total, the FCA issued 2,240 alerts about …
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