-
Seward & Kissel snaps up ex-SEC regulator
06 Nov 2025 19:33 GMT
… decades of experience at the securities watchdog.
US law firm Seward … experience working at the US Securities and Exchange Commission (SEC), where she conducted investment … broker-dealer regulatory issues and crowdfunding initiatives.
She first arrived at …
-
Seward & Kissel Adds Seasoned SEC Regulator to Distinguished Investment Management Group
04 Nov 2025 15:32 GMT
… the U.S. Securities and Exchange Commission. While at the SEC, Galipeau served in … broker-dealer regulatory issues and crowdfunding initiatives. Additionally, Galipeau previously … on corporate, M&A, securities, litigation (including white collar), …
-
Hightag sells shares in crowdfunding campaign
22 Oct 2025 19:02 GMT
… Inc. recently launched an equity crowdfunding campaign after expanding into winter … filing with the U.S. Securities and Exchange Commission. The campaign ends Dec …
-
SEC Defense Process Redefined – Chairman Atkins Announces Changes to Wells Process and Other Enforcement Policies
17 Oct 2025 23:12 GMT
… 7, U.S. Securities and Exchange Commission (SEC) Chairman Paul Atkins delivered … Jr. Lecture on Corporate, Securities, and Financial Law at … Regulations A, D and Crowdfunding. The Division of … that enforces the federal securities laws with fairness …
-
Perspective: Congress Should Designate the SEC as Essential During Government Shutdowns
17 Oct 2025 20:08 GMT
… the continued closure of the Securities and Exchange Commission (SEC) has become more than … . Through Regulation A and crowdfunding, the SEC created legitimate, transparent pathways … should formally designate the SEC as essential—because investor protection …
-
Canary XRP ETF Approved for Nasdaq Listing
12 Nov 2025 17:13 GMT
… -A filing with the US Securities and Exchange Commission (SEC). The spot XRP ETF … Form 8-A with the SEC on November 10, 2025, … application and had also cleared SEC delays in order to launch … the cash custodian.
Have a crowdfunding offering you'd like …
-
DTCC Lists New Spot XRP ETFs, May Potentially Launch Soon
12 Nov 2025 17:13 GMT
… clearance from the US Securities and Exchange Commission (SEC).
After the introduction of … This, as the US SEC has introduced certain listing requirements … s signature, then the SEC would not have the … proposed ETFs.
Have a crowdfunding offering you'd …
-
Figure Deploys SEC Registered YLDS Security Token on Sui
15 Oct 2025 23:19 GMT
… order to deploy YLDS, the SEC-registered yield-bearing security, natively … .
YLDS is described as a SEC-registered debt security, which is … maximize capital efficiency.”
Have a crowdfunding offering you'd like …
-
Statement by SEC Chairman on the Simultaneous Consideration of Settlement Offers and Related Waiver Requests
03 Oct 2025 03:13 GMT
On September 26, 2025, Securities and Exchange Commission (SEC) Chairman Paul Atkins announced that … the SEC will reinstate its … A, D, and Crowdfunding under the Securities Act of 1933, among …
-
SEC Reauthorizes Defendants to Condition Enforcement Settlement Offers on Receiving Waivers of Statutory Disqualifications
02 Oct 2025 21:05 GMT
… The U.S. Securities and Exchange Commission ("SEC") has reinstated … collateral consequences arising from SEC enforcement actions.
The Result … harbors under the Private Securities Litigation Reform Act, and … A, D, and Crowdfunding—that are often a …
About
© 1995-2025