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Wells Fargo's new vice chair Braunstein brings investment banking heft
27 Feb 2024 21:52 GMT
… quot; the corporate and investment banking division.
Wells Fargo … where Braunstein held key investment banking roles before becoming … , said at a UBS investor conference Monday.
The team … Wachovia Corp. before Wells Fargo acquired the company and its investment …
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Aperture Investors Announces Louis V. Molinari as Chief Marketing Officer
05 Feb 2024 14:26 GMT
… and part of the Generali Investments ecosystem, today announced Louis (Lou … institutional investor base. He also previously served as President at Wachovia, Managing … $3.67 billion across its investment strategies diversified across asset classes …
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Natixis Corporate & Investment Banking bolsters its leadership team
28 Sep 2023 10:16 GMT
… had positions at Morgan Stanley, Wachovia/Wells Fargo, Goldman Sachs … Vibrant Capital).
Natixis Corporate & Investment Banking is a global financial … institution that provides advising, investment banking, financing, corporate banking, and …
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SEC sanctions investor overcharging
26 Aug 2023 06:15 GMT
… financial crisis when it bought Wachovia in October 2008 — a deal … that included Wachovia Securities, which had itself acquired … division, said in a release. “Investment advisers must adopt and implement …
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Wells Fargo repays clients $40 million for excessive investment advice fees
25 Aug 2023 17:01 GMT
… predecessor firms — AG Edwards and Wachovia — didn't have written … SEC said. (AG Edwards and Wachovia merged in 2007; Wells Fargo … and Wachovia then did so in 2008 … which an investor makes a $100,000 initial investment that earns 4% …
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Wells Fargo overcharged nearly 11,000 investment accounts with advisory fees, SEC alleges
25 Aug 2023 16:15 GMT
… Fargo overcharged almost 11,000 investment advisory accounts about $27 million … AG Edwards, which merged with Wachovia in 2007. Wells Fargo then … acquired Wachovia during the Great Recession.
Wells …
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Using asset location to minimize income tax while reaching your investment goals
17 Aug 2023 14:22 GMT
… return based on an investor';s goals and objectives … Asset purpose – Are you investing the assets for you to … hold which type of investments. Assume they will invest the fixed income … at Wells Fargo/Wachovia. Before joining Wachovia in 2006, Melissa worked …
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Five Star Bancorp Announces the Hiring of San Francisco Bay Area Banking Professional and the Full Exercise and Closing of Underwriters’ Option to Purchase Additional Shares in the Company’s Underwritten Public Offering
10 Apr 2024 22:30 GMT
… , and its commitment to investment, expansion and success in … senior management at banks including Wachovia Bank, Wells Fargo Bank … continued growth, including through investments in the Bank to … with the SEC. Prospective investors should read the final …
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JPMorgan clears the First Republic wreckage—and notches a $92 billion coup for investors who love the deal
02 May 2023 00:38 GMT
… Washington Mutual, Merrill Lynch and Wachovia in the Great Financial Crisis … advisors will join his shop.
Investors loved the deal, lifting JPMorgan …
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Castle Biosciences’ Chief Financial Officer Frank Stokes Selected Among the Top 25 CFOs of Houston for 2023 by Finance & Investing
24 Feb 2023 12:43 GMT
… amp; Co. Incorporated and Wachovia Securities, LLC. Stokes … clinicians, employees and investors.
Castle’s current portfolio … Finance & Investing
Finance & Investing is a comprehensive … corporate actions related to investment banking, wealth management …