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    • U.S. Securities and Exchange Commission & Mutual Fund

U.S. Securities and Exchange Commission & Mutual Fund Newsletter
  • SEC issues new report on registered fund statistics 26 Apr 2024 12:21 GMT

    The Securities and Exchange Commission (SEC) published a new report … other exposures across U.S. mutual funds, exchange-traded funds, closed- … things a government agency does,” SEC Chair Gary Gensler said. … the Division and the SEC with practical reviews and …

  • Mutual fund managers want more state support 25 Apr 2024 01:06 GMT

    … provide support to the Thai mutual fund industry, citing efforts in Japan … Exchange of Thailand and the Securities and Exchange Commission [SEC] to related government agencies,… asset management firms to launch mutual funds that can raise funds from …

  • SEC Faces Shakeup After Judge Blasts Lawyers in DEBT Box Suit 25 Apr 2024 09:42 GMT

    Two lawyers from the Securities and Exchange Commission (SEC), Michael Welsh and Joseph … Grewal initiated changes within the SEC, including appointing new attorneys … , dealers, investment advisors, and mutual funds intending to foster equitable transactions …

  • Best gilt mutual funds to invest in April 2024 23 Apr 2024 07:28 GMT

    … a close look at gilt mutual funds. However, be forewarned: … Gilt funds are debt mutual funds that invest in government-securities … Securities Fund Bandhan G-Sec Fund SBI Magnum Gilt … parameters for shortlisting the debt mutual fund schemes. 1. Mean rolling …

  • New Registered Fund Statistics Report, SEC Chair Gary Gensler, April 24, 2024 24 Apr 2024 19:19 GMT

    The Securities and Exchange Commission staff today began publishing … includes more than 12,000 mutual funds, exchange-traded funds, and … Such disclosures by the SEC and other government agencies … published economic data. The SEC also benefits from the feedback …

  • SEC Staff Publishes New Registered Fund Statistics Report 24 Apr 2024 19:18 GMT

    The staff of the Securities and Exchange Commission today published a … exposures across U.S. mutual funds, exchange-traded funds, closed … investment companies, such as mutual funds, money market funds, and … the Division and the SEC with practical reviews and …

  • Nigerian mutual funds total assets hit N2.54trn in Q1  ’24-SEC 23 Apr 2024 02:15 GMT

    … data released by the Securities and Exchange Commission (SEC),Nigerian mutual funds recorded an average return … also supported the returns in mutual funds. Notably, the All- … in Nigerian mutual funds during the quarter under review. Mutual fund investments are …

  • PGIM joins firms seeking green light for ETF mutual fund share class 22 Apr 2024 22:25 GMT

    Securities and Exchange Commission to offer a share class of existing mutual funds in … gap that currently divides mutual funds from ETFs. Most recently … if they can win SEC approval. Brian McCabe, … share classes of existing mutual funds more rapidly and cost …

  • BlackRock set for first mutual fund-to-ETF switch 22 Apr 2024 23:21 GMT

    SEC, reflects a growing industry trend where asset managers transition mutual fund … over $100 billion in mutual fund assets into ETFs. … has been withdrawn from mutual funds, while ETFs have … help make assets within mutual funds stickier. High-quality bonds …

  • Virtus Investment Partners Announces Financial Results for First Quarter 2024 26 Apr 2024 11:14 GMT

    … by operating activities of mutual funds and CLOs that are … periodic filings with the Securities and Exchange Commission (the "SEC"), as well … reports filed with the SEC could materially and adversely … reports filed with the SEC and are available on …

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