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- M. Damodaran, Former SEBI Chairman: 'The Courage of Conviction Is More Evident Today' 20 Nov 2009 06:21 GMT
... M. Damodaran, Former SEBI Chairman: 'The Courage of Conviction Is More Evident Today' ... from the provisions of [the United States'] Sarbanes-Oxley is that first, it was the one ... comes up with because I am the representative of a minority group that only sees ...
- Ethics in the Workplace Improved During the Recession, National Employee Survey Shows 18 Nov 2009 13:50 GMT
... Ethics in the Workplace Improved During the Recession, National Employee ... the current recession in December 2007. Former Rep. Michael Oxley, co-sponsor of the Sarbanes-Oxley Act of ... of the Sarbanes-Oxley Act of 2002 and chairman of the ERC board of directors, said, ...
- Senate Banking, Housing and Urban Affairs Committee Through the Ages 16 Nov 2009 06:15 GMT
... The Senate creates the Banking and Currency Committee and chooses ... Garn (R-Utah) works with his House counterpart, Rep. Fernand St. Germain (D-R.I.), to pass the ... House counterpart, Financial Services Chairman Mike Oxley (R-Ohio), to enact the Sarbanes-Oxley Act. Drafted in ...
- Small B-Ds Could Face Large Audit Costs 18 Nov 2009 23:59 GMT
... An amendment to a broad U.S. House bill aimed ... Independent Broker-Dealers (NAIBD). The amendment proposed by Rep. Paul Kanjorski (D-Pa.) would require all accounting firms ... are more complex and costly, says NAIBD Chairman Steve Distante, CEO of Vanderbilt Securities in ...
- NovaBay Pharmaceuticals Reports Third Quarter Financials and Provides Update on Pipeline of Anti-Infective Compounds 13 Nov 2009 14:32 GMT
... Company Continues to Maintain Strong Cash Position and ... of decreased headcount, and lower spending on Sarbanes-Oxley implementation. "We continue to maintain a strong ... advancing with partners," said Ron Najafi, Ph.D, chairman and chief executive officer of NovaBay. "As multi-drug resistance ...
- NovaBay Pharmaceuticals Reports Third Quarter Financials and Provides Update on Pipeline of Anti-Infective Compounds Company Continues 13 Nov 2009 14:33 GMT
... EMERYVILLE, CA -- (Marketwire) -- 11/13/09 -- NovaBay ... of decreased headcount, and lower spending on Sarbanes-Oxley implementation. "We continue to maintain a strong ... advancing with partners," said Ron Najafi, Ph.D, chairman and chief executive officer of NovaBay. "As multi-drug resistance ...
- NovaBay Pharmaceuticals Reports Third Quarter Financials and Provides Update on Pipeline of Anti-Inf 13 Nov 2009 14:34 GMT
... NovaBay Pharmaceuticals Reports Third Quarter Financials and Provides ... of decreased headcount, and lower spending on Sarbanes-Oxley implementation. "We continue to maintain a strong ... advancing with partners," said Ron Najafi, Ph.D, chairman and chief executive officer of NovaBay. "As multi-drug resistance ...
- Bribes and the Balance Sheet 13 Nov 2009 20:51 GMT
... By many accounts, that experience is common in the ... than the United States," wrote Fritz Heimann, chairman of the U.S. branch of Transparency International, a nongovernmental ... perhaps more than any other factor, the Sarbanes-Oxley Act of 2002 has raised the stakes ...
- How The SEC Just Changed Succession Planning: Part I 17 Nov 2009 21:56 GMT
... Inadequate CEO succession planning has always been poor ... succession. Our sense has been that the Sarbanes-Oxley Act of 2002 prompted boards to begin ... board? Stephen A. Miles is a vice chairman of the executive search firm Heidrick & Struggles and ...
- A Lobbyist gets constituent concerns 18 Nov 2009 10:42 GMT
... The Politico 44 / Click Story Widget Requires Ken Bentsen ... deals with financial regulations. As a Texas congressman, he helped draft the Sarbanes-Oxley and Gramm-Leach-Bliley acts, two landmark — and ...
- Advisers' dream: Apps that make things easier 15 Nov 2009 12:35 GMT
... Advisers want ways to use technology to streamline their ... basis. With new forms, whether it be Sarbanes-Oxley, [The Health Insurance Portability and Accountability Act], ... not necessarily considered to be the registered rep of. And technology has been used in order for us ...
- Telkonet Announces 2009 Third Quarter Results; Equity Financing; and Board of Director Changes 17 Nov 2009 13:12 GMT
... ), a Clean Technology company that develops and manufactures proprietary ... Warren V. Musser resigned his position as Chairman of the Board of Directors and the Board elected ... with Regulation G promulgated pursuant to the Sarbanes-Oxley Act, Telkonet, Inc. attached to this news ...
- China XD Plastics Announces Record Third Quarter Revenue 16 Nov 2009 11:30 GMT
... HARBIN, China, Nov. 16 /PRNewswire-Asia-FirstCall/ -- China XD ... for the quarter," said Mr. Jie Han, Chairman and Chief Executive Officer of China XD Plastics. "During ... the implementation of Section 404 of the Sarbanes-Oxley Act of 2002. On November 2, 2009, ...
- China XD Plastics Announces Record Third Quarter Revenue (PRN) 16 Nov 2009 11:33 GMT
... "We are pleased with our execution as well as ... for the quarter," said Mr. Jie Han, Chairman and Chief Executive Officer of . "During the quarter ... the implementation of Section 404 of the Sarbanes-Oxley Act of 2002. engaged Moore Stephens Hong ...
- Beazer Homes CEO McCarthy may face civil charges 16 Nov 2009 16:21 GMT
... and other amounts allegedly due" under the Sarbanes-Oxley Act of 2002. The company's filing did ... not named in the notice. A Beazer representative did not immediately return messages seeking comment. ...
- Beazer Homes CEO could face charges over incentive compensation; SEC recommends civil action 16 Nov 2009 16:24 GMT
... and other amounts allegedly due" under the Sarbanes-Oxley Act of 2002. The company's filing did ... not named in the notice. A Beazer representative did not immediately return messages seeking comment. ...
- Beazer Homes CEO could face civil charges 16 Nov 2009 16:26 GMT
... and other amounts allegedly due" under the Sarbanes-Oxley Act of 2002. The company's filing did ... not named in the notice. A Beazer representative did not immediately return messages seeking comment. ...
- Beazer CEO could face charges over incentive compensation; SEC staff recommends civil action 16 Nov 2009 17:01 GMT
... and other amounts allegedly due" under the Sarbanes-Oxley Act of 2002. The company's filing did ... not named in the notice. A Beazer representative did not immediately return messages seeking comment. ...
- Beazer CEO may face civil charges 16 Nov 2009 17:03 GMT
... and other amounts allegedly due" under the Sarbanes-Oxley Act of 2002. The company's filing did ... not named in the notice. A Beazer representative did not immediately return messages seeking comment. ...
- Beazer CEO could face charges over incentive compensation; SEC staff recommends civil action 16 Nov 2009 17:10 GMT
... and other amounts allegedly due" under the Sarbanes-Oxley Act of 2002. The company's filing did ... not named in the notice. A Beazer representative did not immediately return messages seeking comment. ...
- Beazer Homes CEO McCarthy may face civil charges 16 Nov 2009 17:16 GMT
... and other amounts allegedly due" under the Sarbanes-Oxley Act of 2002. The company's filing did ... not named in the notice. A Beazer representative did not immediately return messages seeking comment. ...
- Beazer CEO may face civil charges 16 Nov 2009 17:34 GMT
... and other amounts allegedly due” under the Sarbanes-Oxley Act of 2002. The company's filing did ... not named in the notice. A Beazer representative did not immediately return messages seeking comment. ...
- Telkonet Announces 2009 Third Quarter Results; Equity Financing; and Board of Director Changes 16 Nov 2009 21:34 GMT
... Mon, Nov 16, 2009, 4:48PM ET - U.S. Markets ... Warren V. Musser resigned his position as Chairman of the Board of Directors and the Board elected ... with Regulation G promulgated pursuant to the Sarbanes-Oxley Act, Telkonet, Inc. attached to this news ...
- How The SEC Just Changed Succession Planning: Part II 18 Nov 2009 22:14 GMT
... Once the board has identified the experiences, skills and ... not just with succession planning. Just as Sarbanes-Oxley made it blazingly clear that audit committee ... CEO? --Is there in place a seasoned chairman or lead director who is able, willing and available ...
- Oracle Announces Oracle(R) Communications Billing and Revenue Management Release 7.4 20 Nov 2009 13:41 GMT
... data accessibility to help the customer service representative (CSR) deliver better service. The new release ... Remote Authentication Dial-In User Service (RADIUS) and Sarbanes-Oxley (SOX). Consistent with its goal to continuously ...
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